Companies required to drop employment contract clauses impeding whistleblower activity.
SEA 1934 Rule 21F-17
Charges revolve around impediments to whistleblowing and reporting functions.
SEC enforcement chief sets out three pillars underpinning effective culture, offers assurance on CCO liability.
In the second case of its type in two weeks, the SEC has charged CBRE Group for violations of the SEC’s whistleblower protection rule.
Enforcement
Premium
Activision Blizzard charged $35m for disclosure control failings and violating whistleblower rule
The gaming company failed to implement necessary controls to collect and review employee complaints about workplace misconduct.