-
Inside the SEC’s closing debate of 2025
The SEC’s final Investor Advisory Committee meeting of the year offered an unusually clear window into the philosophical divides shaping American securities regulation.
-
New transaction reporting proposals to cut costs and reduce burden, FCA says
The FCA will also work with the Treasury and the Bank of England to streamline other reporting regimes for UK market participants.
-
SEC fines Wisconsin investment fund managers over $27m
A jury verdict found the two managers and their associated businesses liable for securities fraud.
-
Risk management over innovation – CD Howe on Canada’s regulatory landscape
Canadian regulators urged to embed efficiency, growth, and competition alongside investor protection.
-
China’s securities regulator increases rewards for reporting violations
The cash reward for whistleblowers will depend on how serious the violation is. At the same time, self-reporting is being encouraged by imposing lighter penalties.
-
SEC seeks comment on rules over residential mortgage-backed securities
The SEC asked Wall Street for feedback on the current regulatory regime around residential mortgage-backed securities, hoping to revive the market.
-
SEC says liquid staking receipt tokens are not securities
The agency clarified that the tokens do not qualify as investment contracts under the Howey test.
-
SEC issues FAQs to help navigate path to central clearing in US Treasury market
The SEC has prepared responses to questions about the financial responsibility requirements as applied to cleared US Treasury securities.