The agency clarified that the tokens do not qualify as investment contracts under the Howey test.
Alexander Barzacanos1 min read
The SEC has prepared responses to questions about the financial responsibility requirements as applied to cleared US Treasury securities.
Julie DiMauro1 min read
SEBI claimed that Jane Street engaged in market manipulation, portending the end of a lucrative era in the Indian options market.
Alexander Barzacanos2 min read
Why communication archiving, insider trading regulations and audit tech are effective guardrails for global financial markets amid times of volatility.
Ryan Sheridan4 min read
Valerie talks about her experience in securities enforcement matters, SEC’s ‘back to basics’ approach, her work in-house and what she learned working at NASAA.
Jean Hurley4 min read
Luparello has previously worked for Citadel Securities, the SEC, WilmerHale and FINRA.
GRIP<1 min read
Latest news and developments from the world of crypto.
Hameed Shuja3 min read
The move is aimed at creating a modern and efficient trading system in the UK, in line with international standards.
Hameed Shuja2 min read