- Regulation
- Technology
- Resources
Latest News
- Industry
-
Tokenization and SEC oversight: Six essential updates for RIAs in 2026
Tokenized securities are still securities, and the compliance expectations for RIAs are evolving rapidly.
-
SEC tackles active ETFs and fund merger fees
DERA’s chief economist Joshua White said active ETFs now “rival passive funds in number” and represent a “shift toward more actively managed strategies.”
-
ASIC roundup: New ASIC chair, $4.9m fine for wealth fund
The Australian Securities and Investments Commission’s latest actions and news, January 30 – February 9, 2026.
-
Asia-Pacific in focus: January 2026 at a glance
Our monthly roundup of the latest developments in financial regulation from the Asia-Pacific region.
-
NASAA warns on the Digital Commodity Intermediaries Act
NASAA says the Act could dismantle a long-standing system of layered investor protection by concentrating authority into a single federal agency.
-
Inside the SEC’s closing debate of 2025
The SEC’s final Investor Advisory Committee meeting of the year offered an unusually clear window into the philosophical divides shaping American securities regulation.
-
New transaction reporting proposals to cut costs and reduce burden, FCA says
The FCA will also work with the Treasury and the Bank of England to streamline other reporting regimes for UK market participants.
-
SEC fines Wisconsin investment fund managers over $27m
A jury verdict found the two managers and their associated businesses liable for securities fraud.