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SMF17
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Navigating the difficult waters of compliance in a time of constant change
The challenges of combining SMF16 and SMF17 – expectations on the heads of compliance and MLROs.
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INTERVIEW: Martin Woods on the Wachovia bank affair and whistleblowing superheroes
Martin Woods provides some insight as to what happened at Wachovia Bank and how he discovered the money laundering.
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INTERVIEW: Martin Woods, anti-money-laundering practitioner and strategist
Also known as the “Wachovia Whistleblower”, Martin Woods has been chasing bad guys since the age of 17.
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FCA data clarifies pitfalls for asset management authorizations
The UK regulator recently published a list of common errors it observed from asset management firms applying for authorization or variation of permission.