Supervision

How investigative methods can leave the architecture behind compliance outcomes unseen.

A Digital Enforcement Agency could help the EU in ensuring a more effective and coherent digital rulebook enforcement.

The changes are intended to give banks clearer standards for how examiners will look for violations and mitigate administrative burden.

Advance warning to firms recommends preparation for exams and warns of consequences in case of shortcomings in knowledge and expertise.

Regulated banks can no longer treat Annex 1 regulation as a stamp of compliance.

The rules would let banks share some sensitive information without prior OCC approval.

The attorneys general said the rule exceeds the agency’s statutory powers and urged the CFTC to start over.

While MISP aims to reshape EU’s capital market through deeper integration, disagreements over ESMA’s future role take center stage.