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Financial sector supervision in 2026: Swedish FSA’s priorities
Special focus will be placed on financial firms’ efforts in combating crime, risk management, and consumer protection.
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SEC’s Daly mulls strategy for e-delivery, recordkeeping clarity, and AI as firms automate
“What if we reimagined disclosure using large language models?”
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Lietuvos Bankas sets out agenda for dialogue with financial sector
The central bank intends to hold 17 events tied to compliance-central topics such as DORA, AML, and third-party risk management.
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FINRA fines Benjamin Edwards $750k for ecomms recordkeeping failures
FINRA noted the case involved “at least 3,560 text messages” about firm business, including sensitive personal information and investment advice.
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ASIC urges super trustees to improve scam and fraud prevention practices
Call comes after a recent review found serious gaps in communication with fund members, raising concerns about potential harm from scammers and fraudsters.
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Iceland’s Central Bank publishes priorities for financial market supervision
Cybersecurity, responsible business practices, and combating money laundering are among the 2026-2028 focus areas.
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Swedish FSA warns industry on wall-crossing and MAR compliance
The call-out follows recurring suspicions of insider trading in connection to major share transactions.
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Swish now operating under direct supervision by the Swedish FSA
Sweden’s popular instant payment service needs to comply with current risk management and anti-money-laundering rules.