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65 tech firms pledge to incorporate security best practices as part of Biden administration’s cybersecurity policy.
Three in every four companies without a business continuity plan fail within three years of a natural disaster. Max Veve assesses Canadian regulation designed to prevent this.
Basel Committee is consulting on guidelines to resolve long-standing industry weaknesses.
The latest SEC Risk Alert details observations of investment adviser compliance with the Marketing Rule from its exams staff.
SIFMA’s recent conference event enabled it to survey compliance and legal professionals from across the financial services industry. Here are some of the results.
The Danish Data Protection Authority discloses record high number of new cases and activities in 2023.
Are asset management giants BlackRock, Vanguard and State Street sticking to their passive roles when it comes to investments in US banks?
If you haven’t reviewed your valuation practices recently, now would be a good time to start.