We consider industry pushback and sovereignty concerns with Tom Callaby, CMS; and Miroslav Đurić, Taylor Wessing.
We consider industry pushback and sovereignty concerns with Tom Callaby, CMS; and Miroslav Đurić, Taylor Wessing.
FCA says having multiple trading venues has benefits, but market participants need a single, centralized source of data for better overall market assessment.
Several SEC cases highlight its effort to clear its docket, plus remind firms of internal controls principles and registration and reporting basics.