For asset managers, the introduction of SFDR 2.0 should not be viewed as a compliance exercise alone, but also as a constructive step toward a more coherent sustainable finance framework.
UK
Regulator says it uses insights from enforcement actions to inform supervisory activity and work on regulatory standards.
Our in-brief roundup of notable stories from the last week.
We spoke to Stender about his career, the AI challenge for tax & legal, the cultural shift to embed AI, how to explain the “black box” and why it’s important to keep the human in the loop.
The FCA’s consultation CP26/23 will interest wholesale firms that do not directly serve retail clients but felt forced to change their business when the Consumer Duty was first introduced.
Hundreds of firms in the sector took part in the FCA review and shared details about their business models and risk identification and control systems.
High-level review of the FCA’s cryptoassets regime policy statements, finalized guidance and two further guidance consultations.
Conferences and events
Premium
Alternative Asset Management: The shift, the strain, and the strategy
As the FCA intensifies its scrutiny of private markets, compliance executives face a battle over third-party supply-chain resilience and the fracturing of internal AI governance.