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TradeStation Securities to pay OFAC $1.1m for apparent sanctions breaches

Image shows an array of trading dashboards.
Photo: Michael M. Santiago/Getty Images

Julie DiMauro

3 min read
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The settlement amount took into account the significant remedial measures TradeStation implemented after discovering the apparent violations, OFAC said.

The US Department of the Treasury’s Office of Foreign Assets Control (OFAC) said in an enforcement release that TradeStation Securities, Inc has agreed to pay $1,110,661 to settle its case involving what OFAC said were potential violations of 481 OFAC sanctions programs arising from its brokerage and investment services to

OFAC said

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