ASIC roundup: Court upholds A$250m penalty on ASX, Netwealth to pay over A$100m in compensation
The Australian Securities and Investments Commission’s latest actions and news, December 15 – 19, 2025.
The Australian Securities and Investments Commission’s latest actions and news, December 15 – 19, 2025.
The press announcement also warns that gatekeepers, particularly auditors and underwriters, will be under the SEC’s microscope.
A new staff publication outlines how auditors should assess the trustworthiness of external information that companies provide in electronic form.
The Australian Securities and Investments Commission’s latest actions and news, September 29 – October 3, 2025.
The Australian Securities & Investments Commission’s latest actions and news, September 1 – 5, 2025.
The Australian Securities & Investments Commission’s latest actions and news, August 11 – 15, 2025.
The Australian Securities & Investments Commission’s latest actions and news, June 23 – 27, 2025.
The FCA is aiming to remove ambiguity around safeguarding processes and better align them with the Client Asset Sourcebook.