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‘Be an investing badass!’ Recent SEC cases citing fraud, disclosure issues

Image of a Monopoly game board with money and little house figures on it.
Photo: Christopher Furlong/Getty Images

Julie DiMauro

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“The Cash Flow King” was ordered to pay disgorgement of $2,967,535 and prejudgment interest thereon of $340,396 to the SEC, which was deemed satisfied by the restitution ordered in the DOJ’s parallel criminal case.

A brazen fraud perpetrated by an influential and charismatic person who used marketing tools such as social media channels, a website, and a podcast to position himself as a supposed expert – taking advantage of his clients’ trust – was the subject of one of a number of recent cases

‘Be a

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