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Recordkeeping is sacrosanct – remedies and technology are required to satisfy the regulators

Photo: Adobe Stock Photos

Alex Viall

1 min read
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Firms fined $1.8bn for recordkeeping failures. Other firms subject to similar requirements asked to self-report and self-remediate.

The sequel we had all been expecting to the blockbuster Nightmare on Wall Street (starring JPMorgan Securities) was released on Tuesday this week and in many ways it was just as ‘box office’ as the first in the series. There were more well-known actors involved in NOWS 2, and as

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