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Scrutiny is increasing, but market abuse risk is manageable

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Photo: Getty Images

Recent UK FCA enforcement cases reinforce the need to get your market abuse risk assessment right.

Market abuse teams have been busy recently, as they get to grips with an uptick in regulatory activity and enforcement by the FCA. Regulators are putting pressure on the industry to get market abuse controls right, and we can see that our clients are feeling the effects.

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