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FINRA disciplinary action update 2024/29

Disciplinary decisions issued July 20 – 26, 2024.

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Thomas Hyrkiel

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Investment advisor to be suspended and fined for allegedly paying commission to an unregistered person

The unregistered individual solicited new brokerage customers through his Farsi-language radio and television shows and directed these to the investment adviser for transactions. In addition the individual also:

  • attended meetings with the adviser and his
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