ASIC roundup: Insider trading and directors' failings
The Australian Securities & Investments Commission's latest actions, June 13 – 22.
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Morrison Securities Pty Ltd pays $333,000 infringement notice – June 22, 2023
Morrison has paid a penalty of A$333,000 ($222,515) to comply with an infringement notice brought by the Markets Disciplinary Panel (MDP).
The MDP said it had “reasonable grounds to consider” that Morrison contravened Rule 5.9.1 of the ASIC Market
