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Tied with a bow: FINRA’s gift limit goes from $100 to $300
The rule is designed to avoid conflicts of interest, which can arise when a gift is given to a client or vendor in the hope of strengthening a business relationship.
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FCA final report on premium finance: Clean bill of health?
Implementation of the Consumer Duty requirements will continue to be the FCA’s key focus to address issues with premium finance for home and motor insurance products.
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ASIC roundup: Director charged, license cancellations, plus more
The Australian Securities and Investments Commission’s latest actions and news, February 10-20, 2026.
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Ottawa mobilizes FINTRAC to counter extortion
FINTRAC’s ability to respond to organized extortion networks has been improved with new measures.
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FINRA proposes finalizing updates to outside business activity rules
The Proposed Rule is a welcome development to modernize the existing, outdated requirements related to outside business activity and private securities transactions.
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Calls for swift regulation of Brazilian butt lifts and injectables
Unsafe procedures raise health concerns and lead to major NHS expense for corrective surgeries.
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SEC’s Atkins praises Texas corporate law, promises to scale back disclosure rules
Could Texas’s recently enacted law SB 29 shape the contours of corporate law?
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FDA swiftly reverses RTF decision on Moderna flu shot candidate
The regulator is allowing the pharma giant’s revised biologics licensed application to proceed to review.