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A Valerie Mirko walks us through the RIA and BD year in review
Mirko also touched on public company and crypto matters, saying the agencies will still focus on investor harm but emphasize useful disclosure, welcoming innovation and bolstering the private markets.
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GRIP Forecast 2026 – Regulation
Continuing our series of articles anticipating 2026, GRIP writers share their thoughts on regulatory prospects.
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FINRA and the SEC – 2025 highlights and 2026 predictions
It was one of the most dynamic years in history for both the SEC and FINRA, with many unexpected – even unprecedented – twists and turns.
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UK government opens consultation on reforming benchmarks regime
The FCA has welcomed the government’s decision.
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FCA work in review: December 11-19, 2025
Our weekly roundup of the latest news and developments from the FCA.
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FCA opens consultation on bespoke market risk rules for non-bank firms
The regulator has proposed seven possible approaches for reforming current rules.
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FCA boss dismisses insider trading concerns after pre-budget detail leaks
The FCA and the OBR have completed their assessment of the leaks and found no foul play, but the Cabinet Office and the Treasury are also looking into the matter.
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New York, London, and Singapore top city-level ranking of financial hubs
Ranking is based on each city’s ability to adapt to a constantly evolving financial landscape by updating regulations, creating talent pools, and encouraging innovation.