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States scrutinize the risks behind BNPL
Consequences for compliance professionals include ensuring accurate and consistent reporting as well as aligning marketing claims with true practices.
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$8.6m insurance lawsuit raises consumer protection questions
Complex life insurance products and a fragmented oversight regime highlight structural risks for policyholders.
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15 states set up public health alliance to counter RFK Jr’s agenda
The liaison within the global health community is designed to facilitate collaboration by bringing together regional and other groups to share best practices and work on common challenges.
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California law limits private equity influence on healthcare businesses
California has enacted tougher rules preventing corporate investors like PE firms from meddling in the healthcare decisions of provider firms.
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NASAA urges Congress to pass SAFE Act and allow states to rein in fraud
NASAA asks Senate Banking Committee to preserve their police power to protect Americans from fraud, especially ones involving digital assets.
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NASAA seeks public comment on Model Advertising Rule
The model rule would harmonize state-level standards with the SEC’s Marketing Rule.
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NASAA proposes a model Franchise Broker Registration Act
NASAA’s proposal is a revised release of the Franchise Broker Act, originally issued for public comment on May 13, 2024, and includes feedback received during the initial comment period.
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Five takeaways from CARB on California’s new corporate climate disclosure requirements
The FAQs respond to questions and feedback from recent CARB initiatives.