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Latest News
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NASAA urges Congress to pass SAFE Act and allow states to rein in fraud
NASAA asks Senate Banking Committee to preserve their police power to protect Americans from fraud, especially ones involving digital assets.
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NASAA seeks public comment on Model Advertising Rule
The model rule would harmonize state-level standards with the SEC’s Marketing Rule.
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NASAA proposes a model Franchise Broker Registration Act
NASAA’s proposal is a revised release of the Franchise Broker Act, originally issued for public comment on May 13, 2024, and includes feedback received during the initial comment period.
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Five takeaways from CARB on California’s new corporate climate disclosure requirements
The FAQs respond to questions and feedback from recent CARB initiatives.
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New York sues Capital One over savings scheme
New York is ensuring Capital One faces accountability where the federal regulators stepped back.
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New York AG Letitia James targets payday lenders with lawsuit
The lawsuit contends that popular “cash advance” apps are usurious.
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How state regulators are redefining private equity’s role in healthcare
As federal oversight slows, states are steadily reshaping how private equity operates in the sector.
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Block fined $40m as NY takes aim at fintech compliance failures
The fintech firm behind Cash App faces regulatory heat over anti-money laundering lapses and crypto oversight shortcomings.