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FCA publishes results of first non-financial misconduct survey

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Photo: Getty Images

Jean Hurley

3 min read
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Regulator hopes that industry will learn from the survey and work toward better outcomes. We highlight some key areas to start the conversation.

The FCA has published the results of a survey to better understand how investment banks, brokers and wholesale insurance firms record and manage allegations of non-financial misconduct (NFM), such as bullying, sexual harassment and discrimination.  

The survey of over 1,000 firms found that the number of allegations reported increased

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