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FCA week in review November 27 – December 1 2023

FCA montage
GRIP Montage: FCA

Martin Cloake

3 min read
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This week’s roundup includes tackling greenwashing, advice on setting aside capital to cover costs, and news of more ‘carelessness and incompetence’ over BSPS advice.

Enforcement

Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) are the latest advisers to be banned from advising customers on pensions after dealing with members of the British Steel Pension Scheme (BSPS). Lewis has been banned from any senior management function in a regulated firm.

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