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FCA work in review September 9 – 13, 2024
Our at-a-glance guide to recent FCA activity.
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FCA work in review September 2 – 6, 2024
Our regular at-a-glance guide to FCA activity.
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ASIC roundup: Prison for aiding and abetting, and Kraken found guilty of DDO failures
The Australian Securities & Investments Commission’s latest actions and news, August 12 – 23, 2024.
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FCA week in review August 5 – 11, 2024
Our regular at-a-glance guide to work at the FCA.
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BSPS scandal: £106m in redress offered to former pension scheme members
Close to 1,900 formers members have been compensated, yet, less money than estimated has been paid out.
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FCA month in review, July 2024
Roundup of regulator’s work includes news of consultation on new listings regime and capital markets rules, plus some crypto firsts.
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ASIC roundup: unfair contract term, and adviser exam results
The Australian Securities & Investments Commission’s latest actions and news, July 1 – 5, 2024.
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UK General Election: What the manifestos mean for the financial services sector
A summary of the most significant proposals affecting the financial services sector.