The regulator has written a list of tips for investors, to protect against the risk involved in using unregulated firms. Investors cannot generally take complaints involving unregulated firms to the Financial Ombudsman Service.
Unlisted loan notes or mini-bonds were mentioned as being of particular concern.
“Unlisted loan notes or mini-bonds
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day
