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FINRA Annual 2023: Redefining communications compliance for the digital age

Hands over keyboard
Photo: Getty Images

Our final report from FINRA Annual 2023 covers a fascinating discussion on new communication technologies.

This in-depth session was hosted by Amy Sochard, VP at FINRA, and she was joined by Lule Demmissie, US CEO of eToro, Kristi Crawford, MD and Deputy Chief Counsel at Charles Schwab, and Bob Chao, Senior Director, FINRA Member Supervision.

The session began with a survey question – “I always

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