FINRA appoints two senior vice presidents of enforcement

New roles at the agency show an emphasis on enforcement resources and skill sets.

FINRA has named Julie Glynn and Tina Gubb as Senior Vice Presidents of Enforcement, reporting to Executive Vice President Bill St Louis.

Glynn and Gubb will advise St Louis on high-impact disciplinary investigation and enforcement actions in FINRA’s Enforcement department, lead the department’s attorney teams, and coordinate with the Regulatory

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