Skip to Primary Navigation

FINRA appoints two senior vice presidents of enforcement

Julie Glynn and Tina Gubb
Julie Glynn (left) and Tina Gubb. Photo: FINRA

New roles at the agency show an emphasis on enforcement resources and skill sets.

FINRA has named Julie Glynn and Tina Gubb as Senior Vice Presidents of Enforcement, reporting to Executive Vice President Bill St Louis.

Glynn and Gubb will advise St Louis on high-impact disciplinary investigation and enforcement actions in FINRA’s Enforcement department, lead the department’s attorney teams, and coordinate with the Regulatory

Get full access, free for a month

Start your 28-day free trial to continue reading and access
all content on GRIP – no payment details required.

What’s included:

  • Every new article, plus our 5,000+ archive
  • Daily regulatory insight and guidance
  • Exclusive interviews and in-depth analysis
  • Coverage of industry-leading events and conferences
  • All podcasts and videos, featuring industry experts
  • The full set of Rules Navigator tools
  • An ad-free experience