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FINRA disciplinary action update 2024/48

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Thomas Hyrkiel

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Disciplinary decisions issued December 7 – 13, 2024.

Securities representative suspended and fined for allegedly instructing an assistant to complete firm-required online compliance training on his behalf

Products representative suspended and fined for allegedly failing to timely disclose felony charges on form U4



Former securities representative suspended and fined for allegedly forging customer signatures

The representative electronically signed

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