Former securities representative suspended and fined for allegedly failing to disclose felony charges on Form U4
Open to the Public Investing censured and fined for allegedly failing to reasonably supervise finfluencer communications
The firm paid 110 individuals to promote the firm through social media platforms. The resulting finfluencer posts resulted
However,
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Weekly podcasts from trusted external experts
- Fresh compliance and regulatory content every day
