Rules Navigator

Register

FINRA’s Robert Cook flags long list of rule changes

Robert Cook
Photo: FINRA

Alex Viall

 Click to share on Facebook (Opens in new window/tab) Click to share on Twitter (Opens in new window/tab) Click to share on LinkedIn (Opens in new window/tab) Click to share on WhatsApp (Opens in new window/tab)

Kayte Toczylowski, VP of Member Relations and Education, put the questions that she is hearing most frequently from members to Robert Cook, President and CEO, FINRA, at the regulator’s annual conference in Washington DC.

KT: Right now, it is all things remote inspection, branch office definition and remote work – where is the refiling on this rule?

RC: We have been looking at the rules and wanting to update them to account for the new workplace post pandemic. This would cover: residential supervisory capability and

Free Trial

Register for free to keep reading.

To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.

  • Unlimited access to industry insights
  • Stay on top of key rules and regulatory changes with our Rules Navigator
  • Ad-free experience with no distractions
  • Regular podcasts from trusted external experts
  • Fresh compliance and regulatory content every day
Register for free Already a member? Sign in
, , , ,
You may also like