The Financial Transactions and Reports Analysis Centre of Canada (FINTRAC), the country’s anti-money-laundering (AML) regulatory authority, announced that it fined securities broker-dealer Canaccord Genuity Corporation C$544,500 in May over charges that the firm failed to conduct due diligence on high-risk clients, including by failing to take stock of negative
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day
