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HM Treasury consults on wide-ranging reforms to Appointed Representatives Regime

An exterior view of the State Street, Barclays International (One Churchill Place Building), HSBC headquarters high-rise building (8 Canada Square Tower) in Canary Wharf, East London, UK.
Photo: Getty Images

Nina Moffatt | Paul Hastings, Arun Srivastava | Paul Hastings, Bhavesh Panchal | Paul Hastings, Samantha Wood | Paul Hastings+2

3 min read
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Implications for principals and ARs.

HM Treasury has just published a consultation paper seeking views on proposed legislative changes to the appointed representatives (AR) regime under the Financial Services and Markets Act 2000 (FSMA).

The regime, which allows unauthorized persons to carry on regulated activities under the oversight of an authorized principal firm, remains a key

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