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SEC adds new investment adviser and investment company rules to priorities list

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Martina Lindberg

2 min read
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Emerging technologies, cryptoassets and ESG are also on the SEC’s examination priority list for 2023.

The regulator’s Division of Examinations has published its annual list of priorities, leading with a pledge to add ‘new investment adviser and investment company rules’ as a focus for 2023.

“Our priorities reflect the changing landscape and associated risks in the securities market and are the product of a risk-based

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