The importance of returning the SEC to its roots as a regulator was Acting Chair Mark Uyeda’s theme as he opened the Security Industry and Financial Markets (SIFMA) annual Compliance and Legal (C&L) conference in Austin last week. Speaking with SIFMA President Kenneth Bentsen, Uyeda focused on prosecuting fraud and
SIFMA C&L 2025: Mapping the future of financial markets regulation
We kick off coverage of the recent SIFMA C&L conference with a report on SEC Acting Chair Mark Uyeda’s opening remarks.
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