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BaFin publishes DORA document requirements cheat sheet
Comprehensive register of key documents is relevant to all organizations running digital systems and needing to ensure their security.
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GRIP Extra: Appeals court clears CFPB takedown, CFTC reviews internal time and attendance compliance
Our in-brief roundup of notable stories from the last week.
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BaFIN to intensify third-party supervision in 2025
The regulator continues to be concerned about outsourcing dependency and concentration risk and wants to obtain clarity on technology interconnectedness in the financial sector.
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Compliance & Conversation: Preparing for DORA implementation
Ashurst Partner Bradley Rice addressed some of the key practical challenges of DORA at Global Relay’s gathering of compliance professionals.
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The GRIP Files: Sabine Lautenschläger, senior adviser at Covington
Sabine, a former EU and German banking regulator, discusses her career, digitalisation challenges in banking and payments, and what people starting out need to know.
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Concerns over complete venue coverage and FCA ‘name and shame’ approach at compliance roundtable
Risk acceptance and supervisory visits also discussed at Global Relay’s quarterly roundtable in London.
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Deutsche Bank’s sanctions and AML control flaws – too little, too late
The US Federal Reserve fined Deutsche Bank and its US affiliates $186m for failing to sufficiently address sanctions and money-laundering shortcomings flagged by the US central bank.
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‘Baron Münchhausen’? Wirecard’s Markus Braun’s credibility in the dock
CEO of defunct German payment company is accused of making incorrect and misleading statements to investors.