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Latest News
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GRIP Extra: FDA targets “deceptive” pharma advertising, Canada’s OFSI toughens penalty stance
Our in-brief roundup of notable stories from the last week.
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Citi, UBS, BNY and three others fined in CFTC Enforcement Sprint Initiative
Six major banks agreed to pay penalties to resolve compliance violations, most of them receiving maximum cooperation credit.
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SEC and CFTC explicitly state that exchanges can list crypto
A recent joint staff statement underscores that digital assets can be traded on regulated venues under existing frameworks.
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CFTC reaffirms registration framework for foreign exchanges
CFTC clarifies pathway for offshore exchanges to serve US traders under FBOT registration.
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CFTC implements NASDAQ market surveillance technology
The upgrade comes as the agency anticipates increased regulatory power over digital assets.
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GRIP Extra: Appeals court clears CFPB takedown, CFTC reviews internal time and attendance compliance
Our in-brief roundup of notable stories from the last week.
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Seven‑year forex Ponzi case ends with $3.5m judgment
A judge imposed trading bans, restitution, and civil penalties on unregistered commodity pool operator GDLogix and its founder after years of apparent misconduct and legal delays.
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White House Working Group releases crypto report on regulatory path forward
SEC told to consider creating safe-harbors for crypto and a “fit-for-purpose exemption from registration for securities distributions.”