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SIFMA urges SEC to modernize communication recordkeeping rules
SIFMA said these rules need to be redrafted so firms can “more effectively manage their relationships with clients through seamless and modern communication.”
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Panel discussion: What does a unified compliance culture look like?
Experts discussed the different perceptions about compliance, and how it can be achieved across organizations.
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Signal to leave Sweden if new law with ‘backdoor requirements’ comes into force
Proposed law due this year will require messaging apps to store data, and to implement technical backdoors.
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FCA’s plan to delete staff emails after 12 months raises accountability concerns
The plan has been criticised by employees as well as campaigners.
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FCA ditches plans to introduce WhatsApp ban for City bankers
The regulator had previously indicated it might stop City staff from using encrypted communication apps.
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XLOD London 2024: What’s next for operational resilience?
Experts from Morgan Stanley, BNY, Nomura and First Abu Dhabi Bank discussed this key issue at the leading compliance industry event.
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Staff at NatWest banned from using major messaging apps
Use of WhatsApp, Facebook Messenger and Skype on work devices has been prohibited by UK bank NatWest.
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Disney’s internal comms leaked as hacking group targets media giant over artist rights
Disney is investigating a data breach after hacktivists took credit for stealing personal and corporate data from an internal Slack channel.