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Finfluencers pose a challenge for regulatory oversight
IOSCO points to their growing reach, which in turn is leading to concerns about conflicts of interest, fraud and unsuitable recommendations.
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FCA work in review: April 23 – May 2, 2025
Our at-a-glance guide to a busy week of FCA activity.
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Market Abuse Summit 2025: Therese Chambers on the three ‘Ps’ of regulation
The senior regulator spoke about the importance of predictable, proportionate, and purposeful action to prevent market abuse.
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Market Abuse Summit 2025: Tackling market abuse in the crypto markets
Digital assets experts discussed regulatory treatment of market abuse in the crypto markets.
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Market Abuse Summit 2025: Panel discusses use of AI to combat market manipulation
A panel of experts discussed how AI was helping firms and regulators detect and prevent market abuse and manipulation.
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Assessing the role, value and cost of compliance monitors
Compliance monitorships are costly and burdensome, and sometimes an effective way to achieve critical business objectives.
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DOJ ends energy giant Glencore’s monitorship early
DOJ attorneys in court documents said they were using their “sole discretion” under a plea agreement with Glencore to “terminate the monitorship early.”
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ASIC roundup: Death benefit claims failures, market manipulation, and wash trading
The Australian Securities & Investments Commission’s latest actions and news, March 10 – 14, 2025.