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Assessing amendments to the regulation on wholesale market integrity and transparency.
The FCA has put forward plans for a new way to pay for investment research.
Consolidated publication systems and pre-trade transparency obligations among measures to be introduced.
Brussels rushes to update new legislation after oversight in new rules.
Irish stockbroking firm Goodbody fined for breaching MAR obligations.
Reporting from Global Relay’s quarterly asset manager compliance roundtable – December 2023.
The European regulator sets out its views on how firms should protect their customers in the age of digitization.
NFTs issued in substantial series or as part of collections may potentially trigger MiCAR oversight.