Regulator says it uses insights from enforcement actions to inform supervisory activity and work on regulatory standards.
Regulator says it uses insights from enforcement actions to inform supervisory activity and work on regulatory standards.
Agency said reporting requirements for large swap positions were redundant because of myriad other data collection rules on the books.
The Australian Securities and Investments Commission’s latest actions and news, July 13-17, 2026.
The regulator said the breaches happened between October 21, 2024, and August 15, 2025, and undermined the integrity of Australia’s financial markets.
The self-regulator made explicit three criteria for review.
Agencies consult on whether existing regulatory frameworks can keep pace as novel products and trading strategies enter the market.
Michael Littenberg and Sam Elliot examine the main developments and ponder what to expect going forward.
The Australian Securities and Investments Commission’s latest actions and news, May 29-June 8, 2026.