Reporting
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Atkins addresses innovation and exemptions in DC Economic Club speech
Atkins touched on familiar themes, including sandboxes for tokenized security trading and a more streamlined IPO process.
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ASIC roundup: ASX Inquiry’s final report, plus penalties and life bans
The Australian Securities and Investments Commission’s latest actions and news, April 1-20, 2026.
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FCA makes changes to UK short selling rules to ease regulatory burden
The move is part of efforts by the UK regulators and government to cut red tape and reduce regulatory burden on firms, all in an effort to promote growth.
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OPINION: How can financial institutions drive efficiency in global regulatory reporting in 2026 and beyond?
This article explores how firms can move from crippling architectural stress to maximum efficiency by adopting standardized data models and supervised AI.
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FCA confirms new incident and third-party rules after cyberattacks
Regulator says new rules will make existing incident and third-party reporting clearer, more consistent, and easier for firms to follow.
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ASIC launches financial complaints data dashboard to boost transparency
The aim is to enable users to compare the complaints reported by individual financial firms for the first time, including their handling of complaints associated with specific products.
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SEC, CFTC sign cooperation memo
The agreement replaces the agencies’ 2018 memorandum and sets out updated procedures for how they can work better together, and apart, from one another.
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Macquarie Securities fined $24m for inaccurate reporting of short sales
Australian court found weaknesses in the firm’s systems, and procedures and controls remained undetected for more than a decade despite internal reviews.