Reporting

The company sent Finnish Financial Supervisory Authority reports with incorrect information for more than eight years.

Our regular roundup of the latest news and developments from the FCA.

Consultation paper makes changes aligned with the new transaction reporting regime outlined in PS26/15.

The number of US initial public offerings increased 16% year over year, while proceeds raised climbed nearly 400%, according to DERA.

FINRA has completed the consolidation of its member supervision, market oversight, and enforcement functions into a single department.

Attorneys examine US regulator moves to finalize rules, plus expectations and efforts of the compliance community in preparing for them.

The Cyber Resilience Act (CRA) brings manufacturers of products with digital elements under strict deadlines and new compliance responsibilities.

The changes are billed as common-sense measures designed to save businesses more than £450m ($609m) a year.