Risk assessment framework
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Treasury issues national risk assessments, adds digital asset one
The reports trace threats to the US financial system, including ones involving drug cartels, transnational criminal organizations and money-laundering networks.
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FCA publishes second paper on prudential regime for cryptoasset firms
A summary of the key proposals, drawing out the practical implications and next steps for affected businesses and markets.
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Swedish BNPL provider Klarna fined SKr 500m for AML violations
The Swedish Financial Supervisory Authority fined Klarna for violation of several key rules of AML regulations.
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SIFMA Annual 2024: Rostin Behnam on digital assets, betting markets and treasury clearing
Our latest report on keynote speeches at the recent SIFMA event in New York features CFTC Chair Rostin Behnam.
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How to navigate a skilled person review
Current trends and practical guidance to navigating a skilled person review.
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Getting the best out of your CASS audit
With the CASS audit season being just around the corner for many investment firms, it’s worth exploring what you can do before and during your audit to ensure you get the right result delivered efficiently.
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Persistent AML risk analysis shortfall among Swiss banks, FINMA reveals
In response to the findings, the Swiss regulator has published guidance to enhance risk practices.
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When assessing threat, know your sharks from your mosquitoes
The success of a threat assessment depends on the criteria you use.