- Regulation
- Technology
- Resources
Latest News
- Industry
SEC Reg SCI
-
SEC releases fiscal year 2025 examination priorities
Emerging risk areas (such as AI), plus cybersecurity, crypto and AML in focus as we dig deep into Examination Priorities document.
-
SEC charges ICE, affiliates with cybersecurity rule violations
The SEC accused ICE of causing its nine wholly owned subsidiaries to fall foul of Reg SCI.
-
Financial services industry groups urge SEC to strengthen cybersecurity practices
Banking and securities association groups say SEC should revise its current, proposed changes to Regulation S-P and Rule 10.
-
SEC pushes modernisation of Reg SCI to keep up with technological change
Fast-changing tech landscape prompts regulator to table modernisation proposals.