SEC Reg SCI
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SEC releases fiscal year 2025 examination priorities
Emerging risk areas (such as AI), plus cybersecurity, crypto and AML in focus as we dig deep into Examination Priorities document.
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SEC charges ICE, affiliates with cybersecurity rule violations
The SEC accused ICE of causing its nine wholly owned subsidiaries to fall foul of Reg SCI.
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Financial services industry groups urge SEC to strengthen cybersecurity practices
Banking and securities association groups say SEC should revise its current, proposed changes to Regulation S-P and Rule 10.
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SEC pushes modernisation of Reg SCI to keep up with technological change
Fast-changing tech landscape prompts regulator to table modernisation proposals.