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Saxo Bank fined DKr 2m for inadequate transaction reports
The bank made over 80 million incomplete or inaccurate reports to the Danish Financial Supervisory Authority.
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FCA work in review: July 25-August 1, 2025
Our regular roundup of FCA activity.
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PRA publishes updated supervision framework for international banks
A guide to PRA’s final rules and policy on its approach to branch and subsidiary supervision.
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UK banks, tech firms agree to tackle fraud by sharing data in real time
Live sharing of data is expected to help firms identify suspicious URLs, transactions and other scam-related activity.
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Lessons learned from the Bybit hack: A forensic accountant’s perspective
How the attack unfolded and what steps can be taken to prevent similar incidents.
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FIN-FSA fines Savcor Technologies, and BBS-Bioactive Bone Substitutes
The failures included omissions to notify managers’ transactions on time, and not informing individuals about their regulatory obligations.
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FIN-FSA fines three individuals for late notification of managers’ transactions
The three individuals were fined a total amount of €18,000.
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First fine for transaction reporting failures under MiFIR sends clear message
Seung Earm considers historical transaction reporting fines to follow the FCA’s thinking on their current enforcement plans.