- Regulation
- Technology
- Resources
Latest News
UK Market Abuse Regulation
-
FCA reviews inside information handling at firms
FCA Market Watch 83 addresses a number of practical compliance challenges including controlling inside information flow, multiple brokers undertaking market soundings, compliance risks at smaller firms and personal account dealing.
-
What you need to know about transferring from AIM to the Main Market
Process and requirements for an AIM company to transfer listing to the ESCC category under new UK Listing Rules.