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FCA’s new rules on NFM: Key issues for HR professionals in regulated firms

circa 1945: A businessman holding a briefcase smiles and places his finger under the chin of a female secretary working at her desk.
Photo: Harold M. Lambert/Getty Images

Practical guidance on what’s changed and what to look out for in new FCA non-financial misconduct rules due in force September 1.

In the first of a series of articles, we identify the key changes the FCA is making as well as critical areas for HR practitioners in regulated firms.

What’s changing? 

The FCA has for several years emphasized the importance of culture, governance, and individual accountability for good regulatory

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