Twice as many firms had restrictions placed on them by the UK Financial Conduct Authority (FCA) between April 2021 and March 2022 compared to the previous year as the regulator stepped up consumer protection efforts.
Some of the restrictions on firms wanting to enter the consumer investment market included the selling of
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day
