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ASIC roundup: JP Morgan Securities fined A$775,000, and false documents

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images

Martina Lindberg

4 min read
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The Australian Securities & Investments Commission’s latest actions and news, May 6 – 10, 2024.

Brett Paul Trevillian pleads guilty to falsifying documents – May 10, 2024

Brett Paul Trevillian, the director of Metal Alpha Pty Ltd, has pleaded guilty to forging portfolio performance verification reports when he worked as investment manager at AlphaThorn Pty Ltd (now Trading Life Services Pty Ltd).

During April to October 2019, Trevillian

He

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