ASIC roundup: A$11.3m penalty for Mercer, and falsified signatures on audit documents

The Australian Securities & Investments Commission’s latest actions and news, July 29 – August 2, 2024.

United Global Capital director banned – July 31, 2024

Joel James Hewish, director of United Global Capital Pty Ltd (UGC), has been banned from providing or performing services within the financial services business for 10 years due to:

  • being involved in UGC’s conduct as the responsible manager and key person under the licence;
Free Trial

Register for free to keep reading.

To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.

  • Unlimited access to industry insights
  • Stay on top of key rules and regulatory changes with our Rules Navigator
  • Ad-free experience with no distractions
  • Weekly podcasts from trusted external experts
  • Fresh compliance and regulatory content every day
Register for free Already a member? Sign in