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ASIC roundup: Dishonest conduct, and bannings

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images

The Australian Securities & Investments Commission’s latest actions and news, July 28 – August 1, 2025.

Ian Potter banned for five years – July 30, 2025

Ian Wailes Potter of Superannuation Advice Australia has been banned from working within a financial services business for five years due to failing to supervise provisional relevant providers.

The conduct took place when he was a financial adviser and nominated supervisor of a