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ASIC roundup: Success in first DDO trial, and adviser falsified certificate

The Australian Securities & Investments Commission’s latest actions and news, July 8 – 12, 2024.

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Martina Lindberg

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Adviser Dash Vee permanently banned  – July 8, 2024

Former financial adviser Dashiel Benjo Vee has been permanently banned from providing, performing in or controlling an entity within the financial services business after dishonest conduct.

Vee had earlier failed to pass the Financial Adviser Exam, and was found acting dishonestly

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