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ASIC roundup: Supervision failures, frozen assets and enforcement strategy

The Australian Securities & Investments Commission’s latest actions and news, June 13 – 21, 2024.

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Martina Lindberg

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images
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PKF admits contraventions over expert report engagements – June 20, 2024

ASIC has accepted a court-enforceable undertaking from Australian Financial Services (AFS) licensee PKF Melbourne Corporate Pty Ltd (PKF). An ASIC investigation had raised concerns over three independent expert report engagements that resulted in a failure to ensure its financial services

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