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ASIC roundup: Supervision failures, frozen assets and enforcement strategy

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GRIP Montage: ASIC/Getty Images

Martina Lindberg

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The Australian Securities & Investments Commission’s latest actions and news, June 13 – 21, 2024.

PKF admits contraventions over expert report engagements – June 20, 2024

ASIC has accepted a court-enforceable undertaking from Australian Financial Services (AFS) licensee PKF Melbourne Corporate Pty Ltd (PKF). An ASIC investigation had raised concerns over three independent expert report engagements that resulted in a failure to ensure its financial services “were provided efficiently,

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