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SEC’s Atkins praises Texas corporate law, promises to scale back disclosure rules
Could Texas’s recently enacted law SB 29 shape the contours of corporate law?
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Atkins glosses SEC agenda in House speech
The SEC chief touched on his plans to “Make IPOs great again,” review the costs of the Consolidated Audit Trail and PCAOB, and support crypto clarity.
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SEC tackles active ETFs and fund merger fees
DERA’s chief economist Joshua White said active ETFs now “rival passive funds in number” and represent a “shift toward more actively managed strategies.”
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SEC’s Daly mulls strategy for e-delivery, recordkeeping clarity, and AI as firms automate
“What if we reimagined disclosure using large language models?”
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SEC’s Regulation S-P outreach puts small firms on notice
Through its dedicated outreach program the SEC offered small firms the clearest indication yet on how compliance with the 2024 Regulation S-P amendments will be examined.
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SEC proposal could reframe how regulatory burden is evaluated for most RIAs
If adopted, the SEC estimates that roughly three-quarters of advisers, including many SEC-registered ones, would fall within the revised definition.
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Regulation S-P in practice for transfer agents
The Division of Examinations outlined the rule’s historical foundations, the practical approach exam teams will take, and the heightened expectations around vendor oversight and recordkeeping.
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SEC puts regulation S-K under comprehensive review
Chair Atkins announces that filer disclosure requirements outside financial statements should be changed to create a clearer separation between material and immaterial information.