GRIP1 min read
GRIP2 min read
Jean Hurley19 min listen
“…in more recent years [the SEC] was not grounded in precedent [or] predictability. It would shoot first and then ask questions later,” Atkins said.
Alexander Barzacanos2 min read
At an inaugural OECD conference, Atkins defended the SEC’s shift in priorities, and both criticized and praised EU policies.
Alexander Barzacanos2 min read
SEC wants to provide more crypto regulatory clarity, plus support capital formation and narrow disclosure mandates.
Julie DiMauro2 min read
President Trump signed an executive order that will let Americans invest their 401(k) retirement savings in cryptocurrency, private equity and real estate.
Julie DiMauro2 min read
The agency clarified that the tokens do not qualify as investment contracts under the Howey test.
Alexander Barzacanos1 min read
The SEC has prepared responses to questions about the financial responsibility requirements as applied to cleared US Treasury securities.
Julie DiMauro1 min read
An appeals court struck down the SEC’s funding plan for its Consolidated Audit Trail in a decision that adds pressure on the SEC.
Julie DiMauro3 min read
Regulator says definitive statement would prejudice future policy.
Alexander Barzacanos1 min read