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Trump’s EO opens door for 401(k) retirement plans to invest in PE and crypto
President Trump signed an executive order that will let Americans invest their 401(k) retirement savings in cryptocurrency, private equity and real estate.
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SEC says liquid staking receipt tokens are not securities
The agency clarified that the tokens do not qualify as investment contracts under the Howey test.
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SEC issues FAQs to help navigate path to central clearing in US Treasury market
The SEC has prepared responses to questions about the financial responsibility requirements as applied to cleared US Treasury securities.
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CAT might not have nine lives after Eleventh Circuit rules against funding model
An appeals court struck down the SEC’s funding plan for its Consolidated Audit Trail in a decision that adds pressure on the SEC.
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SEC will not review Climate Disclosure Rule, asks court to decide case
Regulator says definitive statement would prejudice future policy.
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SEC committee discusses Reg A, finder exemptions
The meeting touched on potentialchanges to Regulation A and the possibility of exemptions from broker-dealer registration for “finders.”
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New FinCEN AML Rule brings investment advisers under bank-like scrutiny
The rule places RIAs and ERAs under Bank Secrecy Act-style compliance obligations.
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SEC to focus on navigating risk, reform, and retail protection in 2026
SEC targets protection of retail investors amid rising complexity in crypto, private markets, and foreign-linked disclosures.