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Coming soon: FINRA’s residential supervisory location rule change

Photo: Getty Images/Ronald Guest

Thomas Hyrkiel, Julie DiMauro

6 min read
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New non-branch location will be subject to more stringent conditions and safeguards to ensure adequate continuing investor protection.

FINRA has published Regulatory Notice 24-02 (RN 24-02) announcing the effective dates and other key dates and considerations for its recently adopted Residential Supervisory Location (RSL) and Remote Inspection Pilot Program (Pilot Program) rulemakings. These will be codified as FINRA Rules 3110.19 and 3110.18, respectively.

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