Skip to Primary Navigation

Skip to main content

FCA adviser strategy to review consolidators and data-led supervision

FCA building.
Photo: FCA

Michael Lawrence | Bovill Newgate

5 min read
 Click to share on Facebook (Opens in new window/tab) Click to share on Twitter (Opens in new window/tab) Click to share on LinkedIn (Opens in new window/tab) Click to share on WhatsApp (Opens in new window/tab)

Time for financial advisers and investment intermediaries to review their processes as additional regulatory scrutiny looms.

The FCA has published its portfolio strategy for financial advisers and investment intermediaries for the next two years. The letter announces two important new initiatives: a thematic review of firms involved in acquisition and consolidation activity, and the introduction of new data requests to drive data-led supervision of high-risk and

, , , , ,

Get full access, free for a month

Start your 28-day free trial to continue reading and access
all content on GRIP – no payment details required.

Start free trial Sign in

What’s included:

  • Every new article, plus our 5,000+ archive
  • Daily regulatory insight and guidance
  • Exclusive interviews and in-depth analysis
  • Coverage of industry-leading events and conferences
  • All podcasts and videos, featuring industry experts
  • The full set of Rules Navigator tools
  • An ad-free experience