FCA publishes results of first non-financial misconduct survey

Regulator hopes that industry will learn from the survey and work toward better outcomes. We highlight some key areas to start the conversation.

The FCA has published the results of a survey to better understand how investment banks, brokers and wholesale insurance firms record and manage allegations of non-financial misconduct (NFM), such as bullying, sexual harassment and discrimination.  

The survey of over 1,000 firms found that the number of allegations reported increased

When

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